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General Exchange Act
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#	Item
451	Bishkek July 21, 1998, # 95 THE LAW OF THE KYRGYZ REPUBLIC On securities market Chapter 1. General Provisions Chapter 2. State Regulation of Securities Market Chapter 3. Professional Securities Market Activities Add to Reading List Source URL: www.libertas-institut.com Language: English - Date: 2012-03-26 06:38:47 Finance Securities market Securities Security United States Securities and Exchange Commission United States securities law Demat account Securities Commission Securities Exchange Act Financial economics Stock market Financial system
452	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 23, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-24 08:07:51 Financial Industry Regulatory Authority Financial regulation General Securities Representative Exam Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Registered representative Investment Company Products/Variable Life Contracts Representative Exam United States securities law Financial system Business
453	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 21, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-08-25 10:10:58 Financial regulation Municipal Securities Rulemaking Board Government Financial system U.S. Securities and Exchange Commission Self-regulatory organization Securities Act Securities Exchange Act General Securities Principal Exam United States securities law 73rd United States Congress United States Securities and Exchange Commission
454	D 1 CC ISAAC MUNTAL Managing Director & Deputy General Counsel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-07 14:25:43 73rd United States Congress United States Securities and Exchange Commission United States securities law Securities Stock market Security Securities Act Depository Trust & Clearing Corporation Securities Exchange Act Financial economics Finance Financial system
455	Order Approving Proposed Rule Change Regarding Registration and Qualification Requirements for Associated Persons Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 17:31:24 Financial economics Securities Exchange Act Chicago Board Options Exchange Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Registered representative General Securities Representative Exam Security United States securities law Economy of the United States Financial regulation
456	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]September 7, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-08 10:15:05 United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Financial system United States U.S. Securities and Exchange Commission Securities Act Securities Exchange Act General Securities Principal Exam United States securities law Financial regulation 73rd United States Congress
457	Page 25 of 48 Exhibit 3a SR-FINRA[removed]Investment Company And Variable Contracts Products Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-24 08:07:55 Financial system General Securities Representative Exam Financial Industry Regulatory Authority Registered Investment Advisor Registered representative Financial adviser Securities Exchange Act Investment Advisers Act Securities Act United States securities law Financial economics Finance
458	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal – General Securities Sales Supervisor (Series 9/10) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-09 15:14:06 Government Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Financial Industry Regulatory Authority Registered representative General Securities Principal Exam Securities and Exchange Commission United States securities law Financial regulation Financial system
459	Notice of Filing of Proposed Rule and Amendment No. 1 Thereto Relating to a Proposed Interpretation to Rule 342 (Offices – Approval, Supervision, and Control); Rel. No[removed], File No. SR-NYSE[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-20 17:01:21 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Broker-dealer General Securities Principal Exam New York Stock Exchange Securities Act Federal Reserve System United States securities law Financial economics Financial system
460	Larry E. Thompson Managing Director & Senior Deputy General Counsel 8, 2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-14 08:51:46 Finance Central Securities Depositories Payment systems Stock market Depository Trust & Clearing Corporation Settlement Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Financial economics Securities Financial system

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